THE PROBLEM
Banks won't open accounts. Payment processors won't onboard you. Investors ask about your AML program and you don't have a clear answer. Your compliance framework is either missing, outdated, or not built for the type of scrutiny that institutional counterparties and regulators now expect.
SCOPE OVERVIEW
01KYC/KYB design
02Risk matrix
03Monitoring workflow
04Internal controls
05Training
SCOPE OF WORK
KYC/KYB policy and verification workflow design
Customer and counterparty risk assessment matrix
Transaction monitoring rules, thresholds, and escalation pathways
Alert handling and case management procedures
Suspicious transaction reporting (STR) templates and filing procedures
Board-level governance structure and compliance officer mandates
Staff training and compliance awareness program
DELIVERABLES
KYC/KYB POLICY DOCUMENT
RISK ASSESSMENT FRAMEWORK AND SCORING MODEL
TRANSACTION MONITORING RULES LIBRARY
INVESTIGATION PLAYBOOK AND STR TEMPLATES
GOVERNANCE CHARTER AND REPORTING DASHBOARD
TRAINING MATERIALS AND SESSION DELIVERY
WHEN TO ENGAGE
A banking partner or payment processor has flagged your compliance posture
You are preparing for regulatory examination or sandbox admission
Investors or acquirers have raised questions about your AML infrastructure
You are launching a new product that creates new financial crime risk exposure
Your existing framework was built informally and needs to be formalized